|
|
Corporate GovernanceFor copies of ACA Capital's Corporate Governance Guidelines, Code of Ethics, Code of Conduct, Policy Regarding Director Independence Determinations and Committee Charters, please click on the appropriate link below. In addition, you will find information on how to report concerns about the conduct of ACA Capital or any of its people. You will need Adobe Acrobat Reader installed on your system to view the documents. Guidelines and PoliciesOur Board of Directors has adopted the following guidelines and policies:
Committee ChartersWe have an audit and investment committee, nominating and governance committee, compensation committee and risk oversight committee. Our Board of Directors has adopted the following charter governing our committees:
Reporting of ConcernsOur Board of Directors has adopted a policy on reporting of concerns regarding accounting and other matters. This policy is designed to provide a channel of communication for employees and others who have concerns about the conduct of ACA Capital or any of its people, including with respect to the company’s accounting controls or auditing matters. Such concerns may be communicated, in a confidential or anonymous manner, to ACA Capital’s General Counsel in any one of the following ways:
In the event a report pertains to conduct in which the General Counsel was allegedly involved, or to concerns regarding questionable accounting or auditing matters, the employee may file the report directly with the Board’s Audit Committee in any one of the following ways:
All concerns will be communicated in accordance with the procedures described in the Company’s Whistleblower Policy. ACA Capital strictly prohibits any retaliation for reporting a possible violation of law, ethics or Company policy, no matter whom the report concerns. |
